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Compliance Manager - Marks Sattin FS

Marks Sattin FSLondon🇬🇧United Kingdom

Quick overview

SeniorityMid Senior
Employment typeFull Time
Work modeHybrid
LocationLondon, United Kingdom

Job description

Compliance Manager

London

Specialist Alternative Asset Manager

I am working with a Specialist Alternative Asset Manger on the look out to bring in a Compliance Manager. This will be a broad, hands-on role reporting directly into the Head of Compliance, with real responsibility to support the UK regulated business across a range of compliance matters.

Your responsibilities will include:

  • Owning the Compliance Monitoring Plan
  • Advising the Investment and Distribution Teams
  • Working on Financial Promotions
  • Overseeing best execution and product governance
  • Reporting any issues into senior management and board

Key requirements:

  • 5+ years Compliance experience
  • Financial Services compliance experience, specifically within Investment Manager or Asset Manager
  • Alternatives or private markets experience would be a plus
  • Generalist compliance professional with experience in compliance monitoring, financial promotions and best execution
  • A doer who isn't afraid of rolling up their sleeves

We are happy to provide application and/or accessibility support, please contact your Marks Sattin or Grafton consultant directly to discuss your needs. We're committed to protecting the privacy of all our candidates and clients, please visit https://www.markssattin.co.uk/privacy and https://uk.grafton-recruitment.com/en/privacy-policy-1 for our privacy policy.

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