Compliance Manager – Consumer Credit

We are exclusively recruiting for a purpose-led fintech lender are looking to hire a Compliance Manager to work closely with the Head of Compliance and play a key part in the firm’s day-to-day regulatory compliance.

Job Requirements

1. Support the maintenance of the firm’s compliance policies and procedures for consumer credit, keeping them up to date as regulation changes
2. Help with day-to-day SM&CR administration, including keeping certification records, running annual fitness and propriety checks and tracking conduct rules training
3. Review financial promotions, customer communications and journeys, and flag issues for senior sign-off
4. Assist with compliance monitoring and testing, including how automated credit decisions affect customer outcomes
5. Work with colleagues in financial crime and data protection on customer-facing matters
6. 2 –4 years’ experience in compliance, risk or a regulatory role at an FCA-regulated firm. Consumer credit or retail lending experience is a plus
7. Working knowledge of the Consumer Duty and CONC, with awareness of SM&CR, DISP and the financial promotions rules (or a real willingness to learn them)
8. A keen eye for detail, sound judgement and confidence raising issues
9. Interest in fintech and in fair outcomes for customers

Unless otherwise stated, candidates must have the right to work in the UK.

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us. Please note due to the volume of applications we sadly cannot reply to every application we receive and only successful applications will be contacted, however your details will be registered for consideration for more suitable opportunities as we get them.