Why This Role Stands Out
This hybrid role at Mayford James offers a fantastic opportunity to enhance your compliance expertise by interpreting investment guidelines and supervising a team, all within a reputable financial institution. If you have a strong background in compliance monitoring and experience with systems like Charles River, you'll thrive in this position that emphasizes meticulous analysis and problem-solving. Apply now to join their dynamic team and advance your career in a flexible work environment.
Quick Overview
Seniority
Mid Senior
Employment type
Full Time
Work mode
Hybrid
Location
London, United Kingdom
Posted
4 days ago
Job Description
Responsibilities:
- Checking the daily compliance exception monitoring reports, investigate and resolve any exceptions
- Responding to client related enquiries raised by the Client Services team in a timely manner, identifying any potential issues and propose practical solutions.
- Completion of the compliance monitoring programme
- Interpret the Investment Guidelines and set up rules in Charles Rivers
- Supervising the team and offshore provider
Required:
- Proven track record in Compliance monitoring
- Good knowledge monitoring investment guidelines
- Previous experience in setting up/coding the investment guidelines into the Investment Management system
- Strong communication skills on all levels, verbally and in written
- Systems knowledge of Charles River, Bloomberg AIM, Apollo or other compliance systems
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