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Full time
Finance
MJ

Compliance Monitoring / Investment Guidelines Analyst

Mayford JamesLondon🇬🇧United KingdomPosted 18 Aug 2026

Why This Role Stands Out

This hybrid role at Mayford James offers a fantastic opportunity to enhance your compliance expertise by interpreting investment guidelines and supervising a team, all within a reputable financial institution. If you have a strong background in compliance monitoring and experience with systems like Charles River, you'll thrive in this position that emphasizes meticulous analysis and problem-solving. Apply now to join their dynamic team and advance your career in a flexible work environment.

Quick Overview

Work Type
Hybrid
Schedule
Full Time
Level
Mid Senior

Job Description

Responsibilities:

  1. Checking the daily compliance exception monitoring reports, investigate and resolve any exceptions
  2. Responding to client related enquiries raised by the Client Services team in a timely manner, identifying any potential issues and propose practical solutions.
  3. Completion of the compliance monitoring programme
  4. Interpret the Investment Guidelines and set up rules in Charles Rivers
  5. Supervising the team and offshore provider

Required:

  1. Proven track record in Compliance monitoring
  2. Good knowledge monitoring investment guidelines
  3. Previous experience in setting up/coding the investment guidelines into the Investment Management system
  4. Strong communication skills on all levels, verbally and in written
  5. Systems knowledge of Charles River, Bloomberg AIM, Apollo or other compliance systems

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