Senior Vice President, Client Processing Manager

Senior Vice President, Client Processing Manager

At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.

We’re seeking a future team member for the role of Senior Vice President, Client Processing Manager to join our team. This role is located in Los Angeles, CA.

In this role, you’ll make an impact in the following ways: 

• Manage a margin team responsible for operational and regulatory compliance.
• Have strong knowledge of Federal Reserve Board, Regulation T, FINRA 4210 and SEC 15C3-3.
• Work closely with senior professionals across the enterprise, as the subject matter expert of Margin. 
• Help to develop and lead project initiatives to drive system enhancements, and regulatory changes impacting the Margin Department. 
• Handles any/all aspects of client accounts, including solicitation, inquiries, transactional processing, and problem resolution. Serves as a top level of support for external clients who cannot have problems resolved at a lower level.
• Ensures the volume of work produced meets product/service standards and exceeds quality standards and is properly reviewed and documented. 
• Recruit, direct, motivate and develop staff, maximize their individual contribution, their professional growth, and their ability to function effectively with their colleagues as a team. 
• Provides input into departmental budgets and planning. 
• May develop business plans for team/group operations. 
• Manages one or more Client Processing teams.
• Contributes to the achievement of team objectives.

To be successful in this role, we’re seeking the following: 

• Bachelor’s degree or the equivalent combination of education and experience is required.
• Advanced/graduate degree preferred.
• 7-10 years of total work experience is preferred with at least 1-3 years in management.
• Experience in brokerage processing is preferred. 
• Applicable local/regional licenses or certifications as required by the business.