Mutual Fund Sales Representative

Assist in the administration and auditing of the Funds’ compliance program;
Assist with aspects of financial reporting process;
Prepare/review various materials for quarterly and special mutual fund board meetings, including drafting of memoranda and ad hoc reports to boards of trustees;
Monitor compliance exception reports and maintain supporting documentation of resolution;
Assist in conducting regular due diligence reviews of Sub-Advisors’ compliance programs;
Assist with preparation of materials for the 15(c) annual renewal process of advisory, sub-advisory agreement and service provider agreements;
Assist with the functions of the Pricing Analyst outlined in the proprietary mutual fund families’ valuation procedures, and assist with valuation process for investments held in each of the proprietary mutual fund families sponsored by company, including with respect to exotic fixed income and/or derivative securities;
Assist with preparation of materials for financial, shareholder, regulatory reports, and SEC filings;
Assist with special projects and cross-functional tasks, as needed;
Develop knowledge of SEC and other regulatory requirements as they relate to mutual funds;
Bachelor’s degree required; Accounting or Finance degree preferred;
~Achieves results within time, budget and quality standards even under shifting priorities;
Produces high-quality work that is accurate and thorough, with attention to detail;
Possesses exemplary oral and written communication skills, demonstrated through interactions with internal business partners, external auditors, legal counsel and other service providers;
Fund Accounting, Fund Administration, Fund Compliance regulatory and/or audit experience. is an investment adviser registered with the U.