Quick Overview
Seniority
Mid Senior
Employment type
Full Time
Work mode
Hybrid
Location
London, United Kingdom
Posted
12 hours ago
Compliance
Job Description
Our client, a Global Brokerage, are looking for a Compliance Advisory AVP to join their Compliance team based in London.
Responsibilities below:
- Provide Compliance Advisory services to the business.
- Review/audit/investigation requests from Exchanges and Regulators
- FATCA and CRS Audit and Advisory; ad hoc tax projects
- Research in relation to keeping up to date on financial regulatory developments
- Monitoring and problem solving with regards to MiFIR transaction reporting
For further information please don't hesitate to contact me on my email:
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