Wealth Advisor (Series 65 sponsorship, eligible for hire once licensed)
Why This Role Stands Out
This opportunity offers a fantastic path to becoming a licensed Wealth Advisor with full sponsorship for your Series 65 exam and competitive compensation structure including commission. You'll thrive here if you are motivated to build a career in finance, eager to work with business owners, and ready to dedicate yourself to rigorous study for significant professional growth. Apply to embark on this rewarding journey and develop valuable skills in the financial advisory field.
Quick Overview
Job Description
Pay starts on hire: $25/hour, plus commission once registered. Series 65 study before hire is unpaid.
SimpleWEALTH (SimpleADVISORY LLC, doing business as SimpleWEALTH)
Advisors work with business owners.
How it works:
- Interview first.
- The firm pays the Series 65 exam fee and materials.
- About 2 months of unpaid self-study at the office.
- No firm work or client contact before hire.
- No repayment or clawback.
- Before study starts, each candidate signs a written notice of no wages and no job entitlement.
- Pass the Series 65 and you're eligible for hire. Passing makes you eligible for hire, not guaranteed a job. On hire, we file your New York investment adviser representative registration.
- Hourly pay starts on hire.
- Commission means a share of the advisory fees from the client relationships you serve, paid under a written commission plan.
SimpleWEALTH is a division of SimpleADVISORY LLC, an SEC-registered investment adviser. Registration does not imply a certain level of skill or training.
Not an offer of employment. SimpleWEALTH is an equal opportunity employer.
This role is with SimpleWEALTH, a registered investment adviser (SimpleADVISORY LLC).
- No active Series 65 needed.
- Pass an interview first.
- Willing to study for the Series 65 on-site at our Garden City office (900 Stewart Ave, Suite 202) for about two months, unpaid, with no firm work before hire.
- Pass the Series 65 and be eligible for New York investment adviser representative registration.
- Works on-site in Garden City once hired.
- A background in banking, insurance or another finance role is a plus.