Quick Overview
Seniority
Mid Senior
Employment type
Full Time
Work mode
Hybrid
Location
London, United Kingdom
Posted
20 hours ago
Compliance
Job Description
Our client, a commodity trading house, is looking to hire a Regulatory Reporting to join their team in London.
Your responsibilities will include:
- Manage and respond to review, audit and investigation requests from Exchanges and Regulatory Authorities.
- Provide FATCA and CRS audit and advisory support, as well as assisting with ad hoc tax-
- Monitor and resolve issues relating to MiFIR, EMIR transaction reporting requirements.
- Prepare and submit regulatory reports to Exchanges and Regulatory Authorities, including large position reporting and client identification reporting
- Support and conduct KYC, Compliance and other regulatory audits.
- Provide support for CASS compliance monitoring and advisory activities.
You will need to have the following:
- Minimum of 3 years' relevant industry experience, with knowledge of financial products including securities, futures and options.
- Practical understanding and previous experience of EMIR and MiFIR transaction reporting requirements.
- Experience with UnaVista and other transaction and regulatory reporting systems is desirable.
If you are interested in the role, please apply via the link provided and get in touch with Zoi at Marlin Selection.
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