Why This Role Stands Out
This is a fantastic opportunity to leverage your compliance expertise within a reputable global investment management firm, offering a competitive hourly rate and a hybrid work model for excellent flexibility. You'll thrive here if you have proven generalist compliance experience in asset or fund management, eager to contribute to crucial regulatory adherence and enjoy impactful work. Apply now to join a dynamic team and advance your career in a leading financial institution.
Quick Overview
Job Description
***COMPLIANCE MANAGER - 12 MTH CONTRACT - 2027 START*** Our client is a multi-asset global investment management house with a recognised track record.
DUTIES & RESPONSIBILITIES OF A FTC COMPLIANCE MANAGER
- Assisting with the review and approval of financial promotions
- Ensuring adherence to the AML/Fraud/ABC/KYC requirements
- undertaking monitoring and providing training
- Assisting with internal/external audit reports
- Reviewing PA Dealing and gifts requests
- Analysing conflicts and maintaining policies
- Collating MI and making reports
You will have proven generalist Compliance experience from an asset management or fund management background. Salary:£60-75K plus bonus and benefits. Please contact me for more details.
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