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Full time
Finance

Compliance Manager (Wealth)

Antal InternationalMumbai, MaharashtraIndiaPosted 28 Apr 2026

Why This Role Stands Out

This hybrid Compliance Manager role offers significant growth and impact within a reputable financial firm, allowing you to deepen your regulatory expertise and influence key business decisions. You'll thrive here if you have a strong background in wealth compliance and excel at stakeholder management, making this an exciting opportunity to advance your career.

Quick Overview

Work Type
Hybrid
Schedule
Full Time
Level
Mid Senior

Job Description

Pre-requisites:

  • 5 to 7 years of experience in wealth, asset management, or capital markets compliance.
  • Strong hands-on exposure to PMS, AIF, MFD, or similar SEBI-regulated businesses.
  • Deep understanding of SEBI regulations, along with working knowledge of FEMA and corporate laws.
  • Strong stakeholder management skills with ability to work closely with business teams.


What You'll Do:

  • Oversee wealth compliance across PMS, AIF, and Mutual Fund Distribution.
  • Manage end-to-end SEBI regulatory filings, audits, and inspections.
  • Provide strong exposure to regulatory interpretation and implementation across functions.

Responsibilities

  • Oversee wealth compliance across PMS, AIF, and Mutual Fund Distribution.
  • Manage end-to-end SEBI regulatory filings, audits, and inspections.
  • Provide strong exposure to regulatory interpretation and implementation across functions.


Qualifications

  • 5 to 7 years of experience in wealth, asset management, or capital markets compliance.

Required Skills

  • Strong hands-on exposure to PMS, AIF, MFD, or similar SEBI-regulated businesses.
  • Deep understanding of SEBI regulations, along with working knowledge of FEMA and corporate laws.
  • Strong stakeholder management skills with ability to work closely with business teams.

Skills

Stakeholder Management

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