Compliance Manager

Location: Santacruz, Mumbai

Requirement - We are seeking an experienced Company Secretary with a strong NBFC background to manage regulatory filings, compliance, and corporate governance functions. The ideal candidate will bring 8-9 years of relevant experience and demonstrated expertise in SEBI (LODR) compliance, company law, and board management.

Qualification: CS, BCom /LLB

Responsibilities:

• Ensure timely filings under SEBI (LODR) Regulations and compliance with company law provisions.
• Manage NBFC compliance requirements, including RBI guidelines and sector-specific regulations.
• Handle issuance and compliance related to Non-Convertible Debentures (NCDs).
• Organize and conduct Board, Committee, and General Meetings as per statutory requirements.
• Draft agendas, prepare minutes, and maintain statutory registers and records.
• Advise the Board on governance practices, legal obligations, and compliance risks.
• Coordinate Corporate Social Responsibility (CSR) activities in line with the Companies Act.