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Full timeFinance

Wealth Management Compliance Specialist

Enterprise Bank and TrustSaint Louis, Missouri🇺🇸United StatesPosted Oct 24, 2026

Quick overview

SeniorityMid Senior
Employment typeFull Time
Work modeHybrid
LocationSaint Louis, Missouri, United States
Microsoft ExcelMicrosoft OfficeReconciliationRegulatory Reporting

Job description

Oversee compliance activities for wealth management, including account reviews, reconciliations, regulatory reporting, required notices, and monitoring account alerts. Maintain review records and reports, support committee reporting, and help the Wealth Management team follow compliance procedures accurately and on time.

Responsibilities

  • Reconcile monthly house accounts and review selected account reports.
  • Prepare new and closed account reports, review memos, and tracking reports.
  • Compile Trust Compliance Committee, Fee Committee, and Wealth Management Snapshot reports.
  • Maintain administration and investment account reviews and monitor alerts for NIGOs, rejects, and pending client reviews.
  • Prepare Reg R, quarterly 13f and RCT reports, and annual ADV notices.
  • Monitor required minimum distributions, track exceptions, and calculate distributions for inherited IRAs.

Required Skills

  • Investment and compliance regulations
  • Compliance procedure administration
  • Account reconciliation
  • New and closed account reporting
  • Trust account review
  • Regulatory reporting
  • ADV notice processing
  • Required minimum distribution calculations
  • Microsoft Office
  • Intermediate Excel

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