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Full timeFinance

Vice President, Markets Compliance Manager - Financial Services

BNYNew York, New York🇺🇸United StatesPosted Oct 25, 2026

Why this role stands out

Accelerate your leadership career at BNY by driving global compliance frameworks for sophisticated markets businesses in a collaborative, hybrid environment that prioritizes professional growth and strategic impact. This high-visibility role is perfect for an experienced compliance expert who thrives on navigating complex regulatory landscapes while mentoring high-performing teams. Step into this pivotal leadership opportunity and apply today to shape the future of integrity and risk management at a world-class financial institution.

Quick overview

SeniorityLeader
Employment typeFull Time
Work modeHybrid
LocationNew York, New York, United States
Stakeholder ManagementDerivativesFixed IncomeRisk ManagementData Analysis

Job description

BNY Mellon seeks a Senior Vice President, Markets Compliance to lead compliance oversight for its global markets businesses. This role designs and enhances compliance frameworks, policies, and surveillance to meet complex regulatory requirements across trading, markets, and digital solutions. You will advise executives on regulatory change, manage regulatory exams, and partner with business, Legal, Risk, and Technology to embed robust controls. Lead, develop, and mentor a high-performing compliance team while fostering a culture of integrity, conduct risk awareness, and client-focused risk management.

Responsibilities

  • Lead the Markets Compliance function, ensuring adherence to global regulatory requirements across trading and markets businesses
  • Design, implement, and enhance compliance frameworks, policies, and surveillance for market activities
  • Advise senior leadership on regulatory developments, compliance risk, and control enhancements
  • Oversee compliance monitoring, testing, and reporting, escalating issues and remediation plans as needed
  • Partner with business, Legal, Risk, and Technology to embed compliance in products, platforms, and processes
  • Lead regulatory examinations, inquiries, and audits, ensuring timely, transparent responses
  • Drive a culture of integrity, conduct risk awareness, and strong control discipline across global teams
  • Manage, mentor, and develop a high-performing compliance team with clear objectives and metrics

Required Skills

  • Securities and derivatives regulation (SEC, CFTC, FINRA, ESMA)
  • Markets compliance program design
  • Trade and communications surveillance systems
  • Regulatory risk assessment and controls
  • Regulatory exams and inquiries management
  • Policy development and implementation
  • Capital markets products knowledge (equities, fixed income, FX, derivatives)
  • Compliance data analytics and reporting
  • Stakeholder management and executive advising
  • Team leadership and people management

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