Manager - Finance & Compliance

Company Description Surfin Meta Digital Technology is a global fintech innovation firm headquartered in Singapore, focused on wealth management technology and global asset allocation for growing middle-class families in emerging markets. Leveraging AI and big data analytics, Surfin delivers individualized, transparent, and trustworthy financial services through advanced algorithms and models. Since 2017, the company has served over 20 million users across three continents. Surfin partners with fund managers, asset managers, and institutional investors to expand its reach and deliver scalable digital finance solutions. The organization offers a dynamic, technology-driven environment for professionals interested in the intersection of finance, data, and innovation.

Role Summary

The Manager - Finance & Compliance will be responsible for overseeing the company's accounting, financial reporting, taxation, regulatory compliance, and RBI reporting functions. The role requires strong expertise in IND AS, NBFC regulations, taxation, and financial controls, along with the ability to drive process improvements, ensure regulatory compliance, and support business growth through effective financial management.

Key Responsibilities

1. Financial Accounting & Reporting

• Lead the migration and optimization of accounting processes from Tally to Zoho Books/Zoho Accounting.
• Oversee day-to-day accounting operations, ensuring accuracy, completeness, and compliance with applicable accounting standards.
• Review and approve accounting entries, reconciliations, and financial records.
• Ensure preparation and maintenance of IND AS-compliant financial statements and related disclosures.
• Coordinate with external IND AS consultants and auditors, providing necessary data and implementing recommendations.
• Drive monthly, quarterly, and annual financial closing activities.
• Support management in financial planning, risk assessment, and decision-making through timely financial analysis and reporting.

2. Taxation & Regulatory Compliance

• Oversee direct and indirect tax compliance, including GST, TDS, Income Tax, and other statutory requirements.
• Review and approve tax returns, advance tax computations, and statutory filings.
• Lead responses to tax notices, assessments, and ongoing scrutiny proceedings.
• Maintain and monitor compliance trackers for all tax matters and regulatory submissions.
• Assess the impact of changes in tax laws and regulations and implement necessary compliance measures.
• Coordinate with tax consultants, auditors, and regulatory authorities.

3. NBFC Middle Layer Compliance

• Ensure full compliance with RBI regulations applicable to NBFC Middle Layer entities.
• Monitor compliance with prudential norms, capital adequacy requirements, governance standards, and regulatory guidelines.
• Establish and strengthen compliance frameworks, policies, and internal controls.
• Coordinate and manage statutory audits, internal audits, RBI inspections, and compliance reviews.
• Identify regulatory risks and implement mitigation measures.

4. RBI Reporting & Regulatory Liaison

• Oversee preparation, review, and timely submission of all RBI returns and regulatory reports.
• Ensure accuracy and compliance of filings including CRILC, NBS returns, and other applicable regulatory submissions.
• Act as the primary point of contact for RBI-related correspondence, inspections, and regulatory queries.
• Monitor regulatory developments and ensure timely implementation of new reporting requirements.

5. Process Improvement & Governance

• Strengthen financial controls, governance frameworks, and compliance monitoring mechanisms.
• Drive automation initiatives and process improvements across accounting, reporting, and compliance functions.
• Develop and implement standard operating procedures (SOPs) and best practices.
• Collaborate with cross-functional teams to improve operational efficiency and financial governance.
• Mentor and guide junior finance team members, ensuring capability development and performance excellence.

Required Skills & Competencies

• Strong expertise in IND AS, financial reporting, and accounting controls.
• In-depth knowledge of direct and indirect taxation laws and regulatory compliance.
• Comprehensive understanding of NBFC regulations and RBI reporting requirements.
• Hands-on experience with Zoho Books/Zoho Accounting and ERP-based accounting systems.
• Strong analytical, problem-solving, and risk management skills.
• Advanced proficiency in MS Excel and financial modeling/reporting tools.
• Excellent stakeholder management, communication, and leadership abilities.
• Ability to manage multiple priorities and meet stringent regulatory deadlines.

Qualifications

• Bachelor's or Master's degree in Commerce, Accounting, Finance, or related field.
• CA/CMA qualified or CA/CMA Intermediate with significant relevant experience preferred.
• 3-5 years of experience in accounting, taxation, financial reporting, and NBFC compliance.
• Prior experience in NBFCs, financial services, lending, or regulated financial institutions is highly preferred.