Audit Compliance Lead - PV w2

Job Description -

Audit Compliance Lead

Location: Remote

Duration: 12+ Months

"Description:

TWA Finance Analyst Associate is responsible for receiving, evaluating, and documenting approvals related to transactions with affiliates between SBNA and affiliated entities. The resource requires specialized knowledge of Regulation W and TWA operating policy and procedures. Job responsibilities include responding to requests relating to TWA Finance and Regulation W, providing guidance to the business on operating policy and procedures.

Responsibilities would include, but not be limited to:

Monitoring team mailbox for new TWA consults and transactions and providing preliminary responses and next steps

Assisting business and functional representatives with preparing standardized documentation for transactions requiring review in compliance with TWA Operating Policy

Data collection and preparation of quantitative limits monitoring

Preparation of monthly Key Performance Indicator reporting

Preparing agenda, meeting notes, and administrative documentation for TWA review group transaction approvals

Update and review of current TWA Finance procedure documentations to align to current TWA Operating Policy

Special projects as assigned (may include process improvement, supporting new business and strategic initiatives, etc.)

Core Requirements:

8+ years of experience

Experience with Regulation W

Experience in Regulatory Reporting and Compliance

Bachelor s Degree in Accounting, Finance preferred