Training & Competency Supervisor

T&C Supervisor – Financial Planning

Leeds | Hybrid

Up to £55,000 + Bonus

We are working with an established financial services business looking to appoint an experienced Training & Competence (T&C) Supervisor to join its growing team in Leeds.

This is a hands-on supervisory role supporting Financial Advisers through both the initial and ongoing stages of the firm’s T&C framework. You will play an important role in ensuring advisers achieve and maintain competence while delivering strong client outcomes and meeting regulatory standards.

The Role

You will be responsible for:

• Supervising Financial Advisers through initial and ongoing T&C requirements
• Conducting regular 1-2-1 meetings, coaching and competency assessments
• Reviewing and analysing adviser KPIs and performance data
• Completing annual role-plays and competency testing
• Providing practical guidance and support to advisers
• Ensuring adviser records and supervisory documentation remain accurate and up to date
• Applying internal business standards and regulatory requirements
• Supporting advisers in maintaining high standards of conduct and client outcomes

What We're Looking For

To be considered, you will ideally have:

• Experience within financial services , ideally within adviser supervision, T&C or a closely related role
• Level 4 Diploma in Financial Planning – essential
• Strong understanding of FCA regulations and requirements
• Experience working with or supporting Financial Advisers
• Strong coaching, communication and relationship-management skills
• The ability to confidently challenge and support advisers

This is a strong opportunity for an experienced T&C professional looking to join an established financial planning environment with responsibility for developing and maintaining adviser competence.